Since 2019, Sean Dignan has been working in Index Fund Advisors, Inc situated 593, 593. Sean is a high-skilled Co-Chief Compliance Officer with over 22 years of work experience. According to Sean's resume and work profile, the professional has worked at more than eight places with numerous backgrounds and got different skills. Sean attended school at the University of California, Irvine - the Paul Merage School of Business from 2018 to 2018. This expert has professional certification as Finra Series 7 and Finra Series 24 and this expert has studied English. Sean Dignan can be found in Huntington Beach, California – where this professional is currently located. You can search for this expert's email address and number. We can also provide you with exhaustive contact information upon request.
Name variants:
Shaun Dignan,
Shawn Dignan,
Shane Dignan
Contact Information
Last Update
Jul 9, 2022
Email
sd**@pacbell.net
Location
Huntington Beach, CA
Company
Workplace
Colleagues
Work History
Co-Chief Compliance Officer
19200 Von Karman Ave SUITE 150, Irvine, CA 92612
from Jul 2019
Chief Operations Officer
Responsible for coordination and implementation of proprietary digital-first advisory and stock brokerage firm. As a member of the Investment Committee, worked with other members to design ...
Jan 2017 — Sep 2017
Chief Compliance Officer
Provide oversight on regulatory compliance matters for this fast growing, mobile app driven Investment Adviser and Broker-Dealer. Oversaw Annual Compliance Meeting along with all regulatory ...
Mar 2013 — Jan 2017
Financial Advisor
7755 3Rd Street Pl north, Oakdale, MN 55042
Provided financial advice and services to individuals and small businesses for this independent broker-dealer. Responsible for client presentation of stock, bond, option and mutual fund por...
Sep 2009 — Dec 2010
President, Cco, Chief Information Officer
Registered Investment Advisor based in Orange County, CA providing financial consulting to individuals and companies. Filed Form ADV in compliance with state regulations.
Develop new accou...
from Jan 2010
Vice President Operations
Managed 3 direct reports, supervised 35 financial professionals. Drafted compliance procedures. Obtained errors and omission insurance and developed audit parameters. Maintained operational ...
Sep 1996 — Jun 2009
Financial Advisor
New York, NY
Trained in advanced securities sales and financial services. Partnered with senior brokers offering retirement planning and portfolio management.
Worked as a team member to increase revenu...
Jan 1995 — Jul 1996
Credit Specialist
Monitored accounts in assigned offices for compliance of margin regulations and maintenance.
Processed DTC transfers up to $100,000
Approved outgoing checks and wires up to $100,000.
Iss...
Jan 1992 — Jan 1995
Education
Occupations
Executive
Chairperson
Chief Information Officer
Compliance Officer
Accountant
Bank Examiner
Director of Quality Control
Finance and Accounting Specialist
Director of Operations
Counselor
Chief Executive
Technology Director
Technical Managers
Financial Compliance Examiner
Auditor
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Operations Manager
Advisor
Skills
Investments
Securities
Retirement Planning
Mergers
Insurance
Series 7
Portfolio Management
Finance
Financial Services
Due Diligence
Trading
Asset Management
Financial Planning
Management
FAQs about Sean Dignan
What is the main profession of Sean Dignan?
Sean Dignan is a President, Cco, Chief Information Officer.
What jobs is Sean Dignan proficient at at?
Sean Dignan is proficient at such jobs as Executive and Chairperson.
Where does Sean Dignan live?
Sean Dignan currently lives in Huntington Beach, California.
Does the expert have the email address?
sd**@pacbell.net is Sean Dignan's email address.
How many companies did Sean Dignan work at?
Sean Dignan worked at eight jobs.
Where has Sean Dignan studied?
Sean studied at the University of California, Irvine - the Paul Merage School of Business from 2018 to 2018.
Are there any certifications Sean Dignan has?
The expert received the following certifications: Finra Series 7, Finra Series 24, Finra Series 63, Finra Series 65, Finra Series 55, and Finra Series 7, 63, 65, 24.
What languages does Sean Dignan speak?
Sean Dignan speaks English.