Since 2015, Don Mckinnon has been working in Dearborn Partners situated 226, 226. Don Mckinnon is a high-skilled Chief Compliance Officer with over 16 years of work experience. According to Don's CV and work profile, this expert has worked at more than five companies with numerous backgrounds and got different skills. Don attended school at the William Mitchell College of Law from 2018 to 2020. Don Mckinnon can be found in Chicago, Illinois – where this person currently lives. You can search for their contacts. We can also provide you detailed contact information upon request.
Name variants:
Donnie Mckinnon,
Donny Mckinnon
Contact Information
Last Update
Jul 11, 2022
Email
dm**@dearbornpartners.com, do**@gmail.com
Location
Chicago, IL
Company
Workplace
Chief Compliance Officer
Chicago, IL
Industry
Investment Management, Investment Advisory Service, Legal Services, Investment Advice, Misc Intermediation, Hotels & Motels
Colleagues
Work History
Chief Compliance Officer
200 west Madison St SUITE 1950, Chicago, IL 60606
Dearborn Partners is an independent investment management firm based in Chicago, Illinois. The firm was founded in 1997 and serves high net worth investors, institutional investors as well a...
from Apr 2015
Due Diligence Specialist
181 west Madison St SUITE 3600, Chicago, IL 60602
Due Diligence Questionnaire specialist point person
o Creating and maintaining internal DDQs
o Responding to prospect and client due diligence inquiries
o Working across firm with severa...
Jan 2011 — Jun 2014
Senior Compliance Officer
Wisconsin
· Created and maintained compliance manuals/procedures for:
o Code of Ethics
o Anti-Money Laundering
o Conflicts of Interest
o Best Execution
· Implemented all regular compliance docum...
Jan 2006 — Sep 2010
Compliance Manager
· Streamlined preparation and submission of EDGAR filings, including Forms 3, 4, 5, 13F, 13D, and
13G.
· Orchestrated registration and regular updating of Forms ADV and BD on CRD/IARD.
·...
Jun 1999 — Sep 2005
Legal Analyst
· Created and maintained prospectus prototype system that tracked changes for over 40 mutual
funds and life insurance products.
· As lead analyst, prepared and submitted EDGAR filings in ...
Jan 1996 — Jun 1999
Education
2018 — 2020
1999 — 2003
1999 — 1999
Occupations
Executive
Director of Quality Control
Accountant
Finance and Accounting Specialist
IT Professional
SalesForce Administrator
Investor
Counselor
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Database Administration Professional
Database Administrator
Advisor
Skills
Hedge Funds
Finra
Investments
Securities
Asset Management
Mutual Funds
Sec
Alternative Investments
Equities
Aml
Investment Advisory
Securities Regulation
Corporate Law
Bloomberg
Fixed Income
Options
Derivatives
Series 7
Capital Markets
Private Equity
Trading
Etfs
Fx Options
Equity Derivatives
Due Diligence
Anti Money Laundering
Accounting
Broker Dealer