Since 2018, Ann Keitner has been working in Advisorassist based 461, 461. This expert is a proficient Assistant Vice President, Senior Compliance Consultant with over 52 years of work experience. According to Ann's CV and work profile, the professional has worked at more than 19 companies with numerous backgrounds and got different skills. Ann attended school at the Hobart and William Smith Colleges from 2012 to 2012. Ann Keitner can be found in Jacksonville, Florida – where the professional currently lives. You can search for the person's e-mail and phone. We can also provide you with additional contact information upon request.
Name variants:
Anna Keitner,
Annabel Keitner,
Deanne Keitner,
Hannah Keitner,
Marianne Keitner,
Susan Keitner
Contact Information
Last Update
Jul 9, 2022
Email
ak**@advisorassist.com, a.**@hermesfundmanagers.com, ak**@regroupllc.com
Location
Jacksonville, FL
Company
Workplace
Assistant Vice President, Senior Compliance Consultant
Pembroke, MA
Industry
Financial Services
Colleagues
Work History
Assistant Vice President, Senior Compliance Consultant
892 Plain St, Marshfield, MA 02050
AdvisorAssist provides comprehensive, turnkey solutions for both new and transitioning advisors as well as established registered investment advisor (“RIA”) firms. As a national leader in RI...
from Jun 2018
Executive Director, Boston
New York
Elinphant is a start-up firm providing governance, risk management, and compliance service solutions to both registered and unregistered financial services organizations. Elinphant's goal is...
Dec 2016 — Aug 2017
Consultant
Ann joined ReGroup in 2014 and has participated in multiple client projects including compliance manual development, code of ethics creation, compliance system assessment, annual reviews, an...
Sep 1, 2014 — Mar 2017
Director of Investment Advisor Compliance
175 Berkeley St, Boston, MA 02116
As Director of Investment Adviser Compliance, reported to Adviser’s Chief Compliance Officer and works closely with the Compliance team, inside and outside counsel, the portfolio management ...
Jan 2013 — Sep 2014
President, Chief Compliance Officer
As CCO, create and maintain the compliance program for the broker/dealer, and provide employee training and guidance to ensure compliance with all applicable company policies and regulations...
Jul 2011 — Dec 2012
Chief Compliance Officer and Chief Operating Officer
As CCO, create and maintain the compliance program for the adviser, and provide employee training and guidance to ensure compliance with all applicable company policies and regulations. As C...
Oct 2009 — Dec 2012
Assistant Vice President, Senior Compliance Officer
Boston, MA
Participated in testing and maintenance of the SEC Compliance Program and internal and external audits. Oversaw GIPS composite maintenance, external audits, and was Chair of the GIPS Committ...
Sep 2006 — Oct 2009
Assistant Vice President, Senior Compliance Officer
Boston, MA
2006 — 2009
Assistant Vice President, Marketing Manager
Boston, MA
Created and oversaw maintenance of an RFP database.
Established procedures for all facets of team’s responsibilities and created systems to track multiple levels of client, employee, a...
2004 — 2006
Marketing Manager, Strategic Product Services
111 Huntington Ave, Boston, MA 02199
Initiated project to create RFP database. Created and maintained workflow tracking system and analyzed workflow data to accurately track, manage, and discern trends. Prepared quarterly r...
1999 — 2004
Manager, Strategic Product Services, MFS Institutional Advisors
1999 — 2004
Education
2012 — 2012
2005 — 2009
1990 — 1994
1979 — 1990
Occupations
Executive
Assistant Vice President
Counselor
Advisor
Leader
Partner
Chief Executive Officer
Accountant
Finance and Accounting Specialist
Vice President
Chief Executive
Managers
Corporate Executive
Accounting Bookkeeper
Bookkeeper
Skills
Asset Management
Compliance
Finra
Series 7
Series 24
Operations Management
Marketing Management
Securities Regulation
401K
Kyc
Marketing
Relationship Management
Due Diligence
Series 63
Asset Managment
Hedge Funds
Mutual Funds
Alternative Investments
Securities
Management
Financial Services
Equities
Portfolio Management
FAQs about Ann Keitner
What's the main profession of Ann Keitner?
This professional's job is Assistant Vice President, Senior Compliance Consultant
What jobs is Ann a professional at?
The expert is proficient at Executive and Assistant Vice President jobs.
Where does Ann Keitner live?
They currently lives in Jacksonville, Florida.
What is Ann Keitner's email?
The expert's email is ak**@advisorassist.com and a.**@hermesfundmanagers.com.
Where did Ann Keitner work?
Ann Keitner worked at Advisorassist, Elinphant, L.l.c..
Where has Ann Keitner studied?
Ann studied at the Hobart and William Smith Colleges from 2012 to 2012.
What is professional industry that Ann Keitner worked in?
Ann Keitner works in Investment Management industry.
What are professional skills of Ann Keitner?
This person has such skills as Asset Management, Compliance, Finra, Series 7, Series 24, Operations Management, Marketing Management, Securities Regulation, 401K, Kyc, and Marketing.