Tracy Kate Abbott

Chief Compliance Officer

Tracy Kate Abbott is a qualified professional, working in Seavest Investment Group main office of which is in 150. on the position of Chief Compliance Officer since 2019. Tracy has earned professional experience in more than nine positions at different companies. Tracy Kate Abbott went to the Utica College and got education from 2008 to 2009. New York, New York is the city, where this expert was lastly known to be located. Their phone and email can be accessed through Connexy on demand.
Name variants:
Tracey Abbott, Tracie Abbott, Traci Abbott

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Contact Information

Last Update
Jul 12, 2022
Email
tr**@prudential.com
Location
New York, NY
Company
Seavest Investment Group

Workplace

Chief Compliance Officer

Work History

Chief Compliance Officer

707 Westchester Ave SUITE 401, White Plains, NY 10604
from Jun 2019

Vp, Compliance

Newark, NJ
Jun 2015 — May 2019

Compliance Officer

Dec 2009 — May 2015

Compliance Manager

2008 — 2009

Vice President and Compliance Manager

150 Hwy #1, Jupiter, FL
Sep 2004 — Sep 2008

Compliance Examiner

2003 — 2004

Financial Analyst

1999 — 2003

Education

2008 — 2009
1994 — 1997

Occupations

Executive
Director of Quality Control
Vice President
Compliance Manager
Chief Executive

Skills

Risk Management
Hedge Funds
Asset Management
Securities
Aml
Finance
Alternative Investments
Investments
Due Diligence
Equities
Mutual Funds
Corporate Governance
Investment Advisory
Fraud
Financial Services
Ofac
Sec Regulations
Regulatory Compliance
Securities Regulation
Fixed Income
Financial Analysis
Private Equity
Capital Markets
Portfolio Management
Trading
Investment Management
Financial Risk
Derivatives
Banking
Wealth Management
Asset Allocation
Investment Banking
Bloomberg
Management
Finra
Enterprise Risk Management
Microsoft Office
Microsoft Excel
Auditing
Fraud Investigations
Project Management
Leadership
Microsoft Powerpoint

FAQs about Tracy Kate Abbott

What's the profession of Tracy Kate Abbott?

This professional's job is Chief Compliance Officer

What jobs is Tracy Kate Abbott proficient at at?

Tracy Kate Abbott is a professional Executive and Director of Quality Control jobs.

Where does Tracy Kate Abbott live?

New York, New York is the place where Tracy Kate Abbott lives

What is Tracy Kate Abbott's email?

The professional's email is tr**@prudential.com.

Where did Tracy Kate Abbott work?

The expert worked at Seavest Investment Group, Prudential Financial.

Where has Tracy Kate Abbott studied?

Tracy studied at the Utica College from 2008 to 2009.

What is professional industry that Tracy Kate Abbott worked in?

Tracy works in Investment Management industry.

What are special skills of Tracy Kate Abbott?

This person has skills in the following areas: Risk Management, Hedge Funds, Asset Management, Securities, Aml, Finance, Alternative Investments, Investments, Due Diligence, Equities, and Mutual Funds.
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