Ricardy Romain is a skilled professional, that works in Ubs as a Director and Regulatory Compliance Counsel from 2020. This person has earned professional experience in more than nine positions at different companies. Ricardy Romain went to the New York Law School and got education there from 2011 to 2015. This expert has these professional qualifications: Attorney at Law and Supreme Court of New Jersey. Westbury, New York is the area, where this expert was known to live. Ricardy's email address and phone number can be accessed through this website on demand.
Name variants:
Ricardy Romain
Contact Information
Workplace
Colleagues
Work History
Assistant Vice President and Senior Compliance Analyst
388 Greenwich St, New York, NY 10013
Aug 2015 — Nov 2017
Legal Team
1114 Avenue Of The Americas, New York, NY 10018
Office of the General Counsel
Bank Regulatory Law
Financial Policy Initiatives
AML Policy (KYC, Due Diligence)
Volcker Rule
Feb 2012 — Jul 2015
Participant
Seminar series for securities and finance experts to engage with graduate students.
Jan 2014 — Apr 2014
Education
Jan 1, 2011 — 2015
upto
Jan 1, 2006 — 2010
Occupations
Executive
Director
Assistant Vice President
Operations Manager
Vice President
Chief Executive
Skills
Social Media Marketing
Social Media
Event Planning
Press Releases
Microsoft Office
Digital Marketing
Marketing Strategy
Event Management
Blogging
Social Networking
Public Speaking
Promotions
Research
Photoshop
Content Management
New Media
Legal Research
Microsoft Excel
Powerpoint
Leadership
Market Research
Anti Money Laundering
Bank Secrecy Act
Ofac
Dodd Frank
Regulatory Compliance
Legal Writing
Drafting Agreements
Securities Regulation
Regulatory Affairs
Negotiation
Corporate Governance
Analysis
Customer Service
Banking
Advertising
Financial Services
Financial Crimes Investigations
Lexisnexis
Westlaw
Microsoft Word
Litigation
Management