Paul Wagenbach is a eficient professional, working in Cantor Fitzgerald main office of which is in 4. on the position of Assistant General Counsel from 2018. Paul has earned professional experience in more than six positions at different companies. Paul Wagenbach went to the New York University School of Law and was studying there from 1999 to 2002. This expert has these qualifications: Finra Certified Compliance and Regulatory Professional and Financial Industry Regulatory Authority (Finra). New York, New York is the city, where this expert was known to live. The professional's e-mail and phone can be easily accessed through this website by request.
Name variants:
Pauly Wagenbach,
Pablo Wagenbach
Contact Information
Last Update
Jul 13, 2022
Email
pw**@knight.com, pw**@bats.com
Location
New York, NY
Company
Workplace
Colleagues
Work History
Managing Director and Associate General Counsel
Broker-dealer and securities law and regulation, equities, ETF's, FX, ADR's, electronic trading agreements, market structure, SEC/FINRA/SRO rules, 15a-6, cross-border issues, clearing agreem...
Apr 2016 — Feb 2018
Assistant General Counsel
400 south La Salle St, Chicago, IL 60605
Foreign exchange law and regulation, securities law and regulation, exchange/SRO rule filings and operations, dark pools/ATS/ECNs, market data, commodities, derivatives, broker-dealers, cont...
Mar 2015 — Apr 2016
Associate General Counsel
300 Vesey St, New York, NY 10007
Broker-dealer regulation, securities regulation, electronic trading FX, ETFs, equities, fixed income, soft dollars, commission sharing, market structure, SEC, FINRA, CFTC, NFA, Reg. NMS, REG...
Jul 2013 — Feb 2015
Vice President and Assistant General Counsel - Director and Assoc General Counsel
broker-dealer regulation, securities regulation, electronic trading FX, ETFs, equities, fixed income, soft dollars, commission sharing, market structure, SEC, FINRA, CFTC, NFA, Reg. NMS, REG...
Oct 2007 — Jul 2013
Education
1999 — 2002
1993 — 1996
1988 — 1992
Occupations
Lawyer
General Counsel
Accountant
Finance and Accounting Specialist
Executive
Chief Executive Officer
Supporting Member
Of Counsel
Legal Counsel
Accounting Bookkeeper
Bookkeeper
Corporate Executive
Chief Executive
Team Member
Skills
Securities
Finra
Securities Regulation
Capital Markets
Electronic Trading
Trading Systems
Hedge Funds
Fixed Income
Series 7
Financial Markets
Derivatives
Equities
Financial Services
FAQs about Paul Wagenbach
What's the main profession of Paul Wagenbach?
Paul is a Assistant General Counsel.
What jobs is Paul a professional at?
Paul is a professional such jobs as Lawyer and General Counsel.
Where does Paul Wagenbach currently live?
Paul lives in New York, New York.
Does Paul Wagenbach have the email address?
pw**@knight.com and pw**@bats.com is Paul's email address.
How many companies did Paul Wagenbach work at?
The professional worked at six jobs.
What education does Paul Wagenbach have?
Paul studied at the New York University School of Law from 1999 to 2002.
Are there any certifications Paul Wagenbach has?
This expert received the following certifications: Finra Certified Compliance and Regulatory Professional and Financial Industry Regulatory Authority (Finra).
What is the industry that Paul Wagenbach worked in?
This professional works in Financial Services industry.