Name variants:
Melvin Little,
Melanie Little,
Melinda Little,
Melissa Little,
Melody Little
Contact Information
Last Update
Jun 25, 2022
Email
me**@lpl.com, tr**@rocketmail.com
Location
San Diego, CA
Company
Workplace
Regulatory Exam Manager
El Segundo, CA
Industry
Financial Services, Holding Company Of Broker Dealers
Colleagues
Work History
Regulatory Exam Manager
200 north Pacific Coast Hwy, El Segundo, CA
from Jan 2019
Associate Director of Network Office Supervision
720 east Wisconsin Ave, Milwaukee, WI 53202
Mar 2017 — Apr 2017
Registered Assistant
5155 Peachtree Pkwy SUITE 3220, Norcross, GA 30092
Mar 2016 — May 2016
Director of Compliance
601 Congress Street Brg, Boston, MA 02210
Dec 2006 — May 2007
Education
1998 — 2002
Occupations
Executive
Manager
Accountant
Finance and Accounting Specialist
Financial Broker
Financial Consultant
Operations Manager
Accounting Bookkeeper
Bookkeeper
Financial Services Professional
Financial Services Sales Agent
Skills
Financial Services
Securities
Risk Management
Investments
Equities
Series 7
Mutual Funds
Financial Planning
Portfolio Management
Investment Advisory
Finance
Asset Management
Wealth Management
Retirement Planning
Insurance
Microsoft Office
Leadership
Series 24
Finra
Legal Compliance
Trade Compliance
Series 65
Series 63
Scuba Diving
Padi Divemaster
Communication
Writing
Project Planning
Project Management
Positive Work Environment
Employee Loyalty
Analytical Skills
Organizational Effectiveness
Interpersonal Skills