Ken Lepore has been working as a Chief Compliance Officer in Annexus Group since 2016. Furthermore, the professional has an employment history at more than 11 companies using similar skills. Ken has a total work experience of 28+ years. Ken Lepore studied at the Collins College of Hospitality Management at Cal Poly Pomona from 1975 to 1981. Today this expert lives in Phoenix, Arizona region. You can find Ken Lepore's actual email address and number through our search.
Name variants:
Kendall Lepore,
Kendrick Lepore,
Kenneth Lepore,
Kent Lepore
Contact Information
Last Update
Jun 22, 2022
Email
ke**@yahoo.com, kl**@jdmellberg.com
Location
Phoenix, AZ
Company
Workplace
Chief Compliance Officer
Scottsdale, AZ
Industry
Financial Services, Business Services, Business Services, NEC, Insurance Agents, Brokers, and Service
Colleagues
Work History
Chief Compliance Officer
16767 north Perimeter Dr, Scottsdale, AZ 85260
About Annexus Founded in 2006, Annexus has quickly grown to become a leading designer and marketer of Fixed Indexed Annuity products in the financial sector with over $13 billion in total sa...
from Aug 2016
Independent Compliance Consultant
103 Bradford Rd SUITE 200, Wexford, PA 15090
Hardin Compliance Consulting provides a complete on-line compliance program and professional compliance services to Registered Investment Advisors and Broker/Dealers. We specialize in regula...
2012 — 2014
Director of Wm Clientsite, Finop
165 Madison Ave, Memphis, TN 38103
Aug 2006 — Oct 2009
Vice President and Chief Financial Officer - Asb Financial Services, Subsidiary of American Savings Bank
300 north Beretania St, Honolulu, HI 96817
Mar 1988 — Nov 1994
Education
Occupations
Executive
Director of Quality Control
Architect
Designer
Marketer
Marketing Professional
Accountant
Finance and Accounting Specialist
Counselor
Sales Specialist
Agent
Managers
Compliance Manager
Advertising Sales Agent
Accounting Bookkeeper
Bookkeeper
Advisor
Sales Representative
Skills
Portfolio Management
Banking
Estate Planning
Securities
Investment Strategies
Financial Risk
Equities
Uniform Combined State Law
Capital Markets
Pensions
Hedge Funds
Mergers and Acquisitions
Relationship Management
Investment Management
Finance
Certified Financial Planner
Due Diligence
Trading
Operational Risk Management
Compliance
Financial Services
Mutual Funds
Finop
Series 24
Series 65
Separately Managed Accounts
Unified Managed Accounts
Finra
Investment Advisers Act
Investment Advisor Compliance
Securities Exchange Act of 1934
FAQs about Ken Lepore
What's the profession of Ken Lepore?
This professional's job is Chief Compliance Officer
What jobs is Ken Lepore proficient at at?
Ken Lepore is proficient at such jobs as Executive and Director of Quality Control.
Where does Ken Lepore currently live?
They lives in Phoenix, Arizona.
What is Ken Lepore's email?
The expert's email is ke**@yahoo.com and kl**@jdmellberg.com.
Where did Ken Lepore work?
The expert worked at Annexus Group, Hardin Compliance Consulting Llc.
What education does Ken Lepore have?
Ken studied at the Collins College of Hospitality Management at Cal Poly Pomona from 1975 to 1981.
Are there any professional industries Ken Lepore works in?
This professional works in Financial Services industry.
What are the skills of Ken Lepore?
Ken Lepore has such skills as Portfolio Management, Banking, Estate Planning, Securities, Investment Strategies, Financial Risk, Equities, Uniform Combined State Law, and Capital Markets.