Keith Hiett is a high-skilled expert, working in Charles Schwab main office of which is in 1096. on the position of Manager First Line Control Testing from 2019. Keith Hiett has earned professional experience in more than seven positions at different companies. Keith Hiett went to the Depaul University and was studying. Keith Hiett has such professional qualifications as Series 7 and Series 55. Emmett, Idaho is the area, where this professional was lastly known to be living. Keith Hiett's phone and email are easily accessed through this website on demand.
Name variants:
Keith Hiett
Contact Information
Workplace
Manager First Line Control Testing
San Francisco, CA
Industry
Financial Services, Security Broker/Dealer
Colleagues
Work History
Manager First Line Control Testing
211 Main St, San Francisco, CA 94105
from Aug 2019
Senior Compliance Specialist
2500 Lake Cook Rd, Riverwoods, IL 60015
Manage various projects and lead compliance reviews with an emphasis on maintaining enterprise risk standards across all lines of business within the organization.
from Nov 2016
Senior Trader
131 south Dearborn St, Chicago, IL 60603
Actively managed order flow and facilitated an open order book and stop rack for all domestic OTC, Listed and Nasdaq stocks while involved in systems, risk management and operational busines...
Mar 2014 — Feb 2016
Director
300 Vesey St, New York, NY 10007
Managed a portfolio of exchange listed stocks across all industry sectors and capitalization weights and provides executions for retail, wholesale and regional broker-dealers.
Jan 2006 — Mar 2014
Senior Financial Analyst
230 south La Salle St, Chicago, IL 60604
Performed regular financial analysis on large banks and subsidiaries while maintaining an awareness of strategic direction of major functional and product areas.
2003 — 2003
Project Manager
230 south La Salle St, Chicago, IL 60604
Project Manager of a wide range of Bank projects.
1997 — 2000
Commercial Bank Examiner
230 south La Salle St, Chicago, IL 60604
Evaluated financial condition of state member banks and subsidiares while ensuring compliance with federal laws and regulations.
1994 — 1997
Education
Occupations
Executive
Manager
Accountant
Finance and Accounting Specialist
Compliance Agent
Operations Manager
Accounting Bookkeeper
Bookkeeper
Compliance Officer
Skills
Financial Analysis
Equities
Trading
Capital Markets
Finance
Portfolio Management
Series 7
Electronic Trading
Financial Markets
Investments
Trading Systems
Securities
Equity Trading
Financial Modeling
Derivatives
Risk Management
Asset Management
Alternative Investments
Finra
Banking
Due Diligence
Financial Reporting
Etfs
Trading Strategies
Asset Managment