John Ordonez

Senior Vice President - Compliance

Name variants:
Johnn Ordonez, Jon Ordonez, Jack Ordonez, Jackie Ordonez, Jacky Ordonez, Johnny Ordonez

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Contact Information

Last Update
Jul 9, 2022
Email
jo**@gmail.com, jo**@gmail.com
Location
Long Island City, NY

Workplace

Wolfe Research, LLC
Senior Vice President - Compliance

New York, NY

Industry

Research

Work History

Senior Vice President - Compliance

New York, NY
from Jul 2019

Vice President Compliance

499 Park Ave, New York, NY 10022
Feb 2014 — Jan 2019

Business Management Consultant

330 Madison Ave, New York, NY 10017
 Conducted a comprehensive review of daily exception reports and trade blotters in collaboration with associates across Fixed Income, Equities, and International Market Making desks.  Exam...
Jul 2013 — Feb 2014

Vice President Compliance

6000 Poplar Ave, Memphis, TN 38105
May 2012 — Jul 2013

Desk Compliance Officer

520 Madison Ave, New York, NY 10022
 Played an integral role in the implementation of the firms Compliance Program from its inception, which included assisting in the maintenance of all compliance policies and procedures. ...
Sep 2009 — Jan 2012

Occupations

Executive
Senior Vice President
Accountant
Finance and Accounting Specialist
Vice President
Chief Executive
Accounting Bookkeeper
Bookkeeper

Skills

Capital Markets
Equities
Securities
Series 7
Investments
Due Diligence
Mutual Funds
Portfolio Management
Bloomberg
Compliance
Trading
Investment Banking
Series 24
Compliance Regulations
Compliance Training
Fixed Income
Financial Services
Derivatives
Asset Management
Financial Markets
Options
Risk Management
Securities Regulation
Legal Compliance
Equity Trading
Project Management
Investment Advisory
Regulatory Compliance
Data Analysis
Public Policy
Surveillance
Testing
Wealth Management
Microsoft Excel
Training
Training and Development
Finra
Oats
Investment Advisers Act
Broker Dealer
Regulatory Examinations
Regulatory Reporting
Regulatory Filings
Inter Departmental Collaboration
Trade Regulation
Reporting
Law
Compliance Management
Regulatory Documentation
Code of Ethics

FAQs about John Ordonez

What is the profession of John Ordonez?

This professional's job is Senior Vice President - Compliance

What are the profession of The professional?

These person's professions are Executive and Senior Vice President

Where does John Ordonez currently live?

John currently lives in Long Island City, New York.

What is John's email?

John Ordonez's email is jo**@gmail.com and jo**@gmail.com.

How many companies did John Ordonez work at?

The professional worked at five jobs.

Where has John Ordonez studied?

John studied at the Maurice A. Deane School of Law at Hofstra University.

What languages does John Ordonez speak?

John Ordonez speaks Spanish.

Are there any industries, that John Ordonez is connected to?

This person works in Financial Services industry.
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