Name variants:
Jayson Rite,
Jay Rite
Contact Information
Workplace
Regulatory Compliance Analyst - Registered Principal
San Francisco, CA
Industry
Financial Services
Colleagues
Work History
Regulatory Compliance Analyst - Registered Principal
950 17Th St, Denver, CO 80202
Securities products and Payments services offered through Acquiom Financial LLC, an affiliate broker-dealer of SRS Acquiom Inc. and member FINRA/SIPC. Visit www.finra.org for information abo...
from Apr 2019
Registered Principal
400 west Metro Park, Rochester, NY 14623
Registered Principal for Lifemark OSJ in Denver. Handled all branch office opening and compliance/regulatory functions.
Oct 2018 — Apr 2019
Agency Control Officer - Registered Principal
6455 south Yosemite St SUITE 300, Greenwood Village, CO 80111
Compliance Officer tasked with all compliance functions of OSJ in Denver.
Jun 2014 — Oct 2018
Registered Principal and Market Maker
2321 Rosecrans Ave SUITE 3285, El Segundo, CA 90245
Registered Principal/Proprietary Trader - Trade risk for my own book
Jul 2013 — Jun 2014
Trader and Market Maker
Proprietary Trader & Market Maker
Jun 2009 — Jul 2013
Owner
Owner of high-end Rental Properties in Buenos Aires, Argentina. Neither Park Avenue Securities, The Guardian Life Insurance Company of America, nor any of their affiliates or subsidiaries en...
Feb 2006 — Mar 2013
Operations Manager
Handled all aspects of the day to day operation of a large parking facility near Denver International Airport.
Oct 2007 — Jun 2009
Education
2000 — 2000
Occupations
Executive
Compliance Manager
Analyst
Professor
School Principal
Security
Accountant
Finance and Accounting Specialist
Analysts
School Administrator
Educational Manager
Accounting Bookkeeper
Bookkeeper
Skills
Securities
Financial Analysis
Leadership
Fixed Income
Bloomberg
Financial Markets
Trading Systems
Electronic Trading
Asset Management
Finra Series 7
Property/Casualty Licensed
Life and Health Licensed
Kyc
Finra Aml