Carrie Needham is a skilled professional, who works in Silver Lining Virtual Business Management as a Independent Business Owner from 2016. This person gained professional experience in more than seven positions at different companies. Carrie Needham went to the University of Phoenix and received education there from 2016 to 2020. This person has such professional qualifications as Series 7, Series 66, Series 24, Az Life & Health. Phoenix, Arizona is the area, where this person was known to be living. This person's email address and phone can be easily accessed through Connexy by request.
Name variants:
Caren Needham,
Carol Needham,
Caroline Needham
Contact Information
Last Update
Jul 3, 2022
Email
ca**@msn.com
Location
Phoenix, AZ
Company
Silver Lining Virtual Business Management
Workplace
Independent Business Owner
Work History
Client Service Specialist
3500 Packerland Dr, De Pere, WI 54115
Office Management, back office support, trade support, assist clients in day to day issues and phone calls. Writing policies and procedures.
Sep 2013 — Mar 2015
Senior Vice President Compliance and Operations
Manages all operational and compliance related issues for our office and registered reps. Review annuity and new account applications, for accuracy and compliance. Processed all annuity purc...
Apr 2011 — Jul 2012
Manager - Agency Compliance
200 Park Ave, New York, NY 10016
Superviser of Compliance. Territory consisted of AZ, NM, NV, and Southern CA. Also supported Director of Operations. Principal responsibilities, such as trading, correspondence, suitability,...
Oct 2007 — Oct 2010
Compliance Manager
8985 east Bell Rd, Scottsdale, AZ 85260
Overseeing all major compliance activites including review and approval of advertising. Handled all IAR registration and review and updating Form ADV. All complaints and new registrations.
Feb 2005 — Mar 2007
Commission Researcher
175 Water St, New York, NY 10038
Managed Research department, created policies and procedures, trained other departments, ensured accuracy for proper protocol
Resolved all research related issues, customer & representativ...
Jan 2000 — Jan 2005
Education
2016 — 2020
1997 — 1999
Occupations
Executive
Owner
Accountant
Finance and Accounting Specialist
Contractor
Chief Executive
Accounting Bookkeeper
Bookkeeper
Independent Business Owners
Skills
Financial Services
Securities
Finra
Training
Finance
Investment Advisory
Customer Service
Microsoft Excel
Management
Virtual Assistance
Wordpress
Online Research
Wealth Management
Retirement Planning
Auditing
Online Business Management
Powerpoint
Portfolio Management
Investment Strategies
401K
Investments
Microsoft Office
Process Improvement
Mutual Funds
Trading
Financial Planning
Social Media
Microsoft Word
Time Management
Microsoft Powerpoint
Social Media Marketing
Marketing
Office Administration
Leadership
Microsoft Outlook
Research
Data Entry
Strategic Planning
Project Management
Team Building
Administrative Assistance
Event Management
Business Development
Editing
Administration
Writing
FAQs about Carrie Needham
What is the main profession of Carrie Needham?
This professional's job is Independent Business Owner
What are the profession of The professional?
These person's professions are Executive and Owner
Where does Carrie Needham currently live?
Phoenix, Arizona is the place where Carrie Needham lives
What is the expert's email?
The expert's email is ca**@msn.com.
How many companies did Carrie Needham work at?
The professional worked at seven jobs.
What education does Carrie Needham have?
Carrie studied at the University of Phoenix from 2016 to 2020.
Are there any certifications, that Carrie Needham has?
The expert received the following certifications: Series 7, Series 66, Series 24, Az Life & Health.
What languages does Carrie Needham speak?
Carrie Needham speaks English.