Arvind Aurora

Senior Manager

Arvind Aurora is a qualified professional, working in Charles Schwab main office of which is in 1096. as a Specialist Regulatory Consultant since 2016. This person gained professional experience in more than nine positions at various companies. Arvind Aurora went to the Uc Santa Barbara and received education from 1981 to 1983. San Francisco, California is the area, where this expert was lastly known to be situated. Arvind's contacts can be accessed through this website on demand.
Name variants:
Arvind Aurora

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Contact Information

Last Update
Jul 9, 2022
Email
ar**@gmail.com, ar**@gmail.com
Location
San Francisco, CA
Company

Workplace

Charles Schwab
Specialist Regulatory Consultant

San Francisco, CA

Industry

Financial Services, Security Broker/Dealer

Work History

Specialist Regulatory Consultant

211 Main St, San Francisco, CA 94105
Regulatory compliance and reporting
Feb 2016 — Mar 2017

Broker - Re Sales and Listings

from Jan 2017

Sme Consultant - Regulatory Reporting

180 Montgomery St, San Francisco, CA 94129
Consultant data QC and perspective on regulatory reporting and operational risk
Aug 2014 — Dec 2015

Regulatory Examiner

101 Market St, San Francisco, CA 94105
Oct 2011 — May 2014

Compliance Review

Apr 2008 — Oct 2011

Chief Credit Administrator

Loan purchase, quality control, underwriting review, loan grading, collateral/ obligor valuation.
May 2002 — Aug 2005

Vp, Super-Jumbo Mortgage Lending Group

270 Park Ave, New York, NY 10010
Mortgage loan underwriting/ approval of loans over $5 million.
Mar 1998 — Apr 2002

Consumer Lending Group

Sep 1994 — Feb 1998

Loan Underwriting

Underwriting consumer and mortgage loans.
Jun 1992 — Aug 1994

Education

Occupations

Executive
Senior Manager
Counselor
Sales Specialist
Agent
Operations Manager
Advisor
Sales Representative

Skills

Banking
Credit
Risk Management
Finance
Mergers and Acquisitions
Internal Controls
Auditing
Financial Modeling
Financial Analysis
Commercial Lending
Capital Markets
Management
Financial Risk
Portfolio Management
Due Diligence
Private Equity
Project Management
Loans
Valuation
Investments
Mergers
Cash Management
Gaap
Sec Filings
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