Company Overview
- Website
- BrokerDealerFirms.com
- Phone
- (512) 777-1010
- Employees
- 40
- Founded in
- 2005
- Industry
- Financial Services
Financials & Stats
Revenue
$5B
Recent News & Media
Montana Investors to Receive Restitution in National Broker-Dealer Settlement
- Jun 10, 2025
- hilinetoday.com
Austin-area's active broker-dealer investment management firms, 2025
- Jun 6, 2025
- bizjournals.com
FINRA Proposes to Update Outside Business Activities Disclosure Requirements
- Apr 28, 2025
- armstrongteasdale.com
2025 Independent Broker-Dealer Review & Ranking: IBDs Go Big
- Apr 1, 2025
- fa-mag.com
Ex-broker liable in bonds sale dispute
- Oct 29, 2024
- iclg.com
WhatsApp All Over Again: The SEC Brings More Recordkeeping Charges Against Broker-Dealers and Investment Advisers for Off-Channel Communications
- Feb 13, 2024
- mayerbrown.com
Who is Broker Dealer Firms
Broker Dealer Firms is a United States-based company located in Austin, Texas. It is a small business with 40 employees and generates approximately $5 million in annual revenue. Broker Dealer Firms operates a comprehensive online directory, BrokerDealerFirms.com, that provides information on SEC-registered broker-dealers. The directory features over 800 firms, searchable by name, state, and assets under management. The company's platform allows users to easily locate registered broker-dealers and access details about their registration status, business operations, and investment strategies. Broker Dealer Firms emphasizes transparency and accessibility, providing users with valuable insights into the financial industry. For further inquiries, please visit BrokerDealerFirms.com.
Companies Similar to Broker Dealer Firms
Analyze industry trends and opportunities by examining competitors and companies comparable to Broker Dealer Firms, including their performance metrics, financials, growth dynamics, and competitive benchmarks.
| Company Name | Revenue | Number of Employees | Location | Founded in |
|---|---|---|---|---|
| 5M | 1 | Phoenix, AZ | ||
| 5M | 16 | New York, NY | 2013 | |
| 5M | 4 | Jacksonville, FL | ||
| 5M | 5 | Tampa, FL | 2003 | |
| 5M | 7 | New York, NY | 2009 |