Jun 23, 2022
Financial Industry Regulatory Authority
Routinely analyze trading activity on various exchanges for signs of potentially volatile and fraudulent activity Conduct routine investigations into possible violations of relevant rules...
from Sep 2011
Acted as the main retirement plan liaison to the County of Fairfax benefits office and their large employee base Multifaceted interactions with communication consultant, relationship manag...
May 2011 — Sep 2011
Assistant Manager - Senior Rep.
Initiated high dollar withdrawals and trades, as well as share industry, sector, and global market information Series 6, 63, and 7 licensed representative which provided me the opportunity...
Nov 2009 — May 2011
2007 — 2009
2012 — 2015
Director of Quality Control
Client Service Officer
Finance and Accounting Specialist
Financial Compliance Examiner
Account Service Manager
Strategic Financial Planning
Stock Market Analysis
Order Audit Trail
Market Manipulation Investigations
Equity Capital Markets
Investment Advisers Act
Investment Advisor Compliance
What's the main profession of Chas Spiros?
Chas is a Compliance Officer.
What are the main profession of Chas Spiros?
These person's professions are Compliance Officer
Where is Chas Spiros located?
The professional is located in Washington, DC.
What is Chas's email?
Chas Spiros's email is email@example.com and firstname.lastname@example.org.
How many companies did Chas Spiros work at?
Chas Spiros worked at four jobs.
Does Chas Spiros have personal webpage or blog?
The expert`s website is http://www.finra.org.
Where has Chas Spiros studied?
Chas studied at the Virginia Tech from 2012 to 2015.
Are there any certifications, that Chas Spiros has?
Chas received the following certifications: Lean Six Sigma Green Belt.