Catalina Rey

Chief Compliance Officer

Since 2012, Catalina Rey has been working in Bigsur Partners 457, 457. This expert is a competent Chief Compliance Officer with over 11 years of work experience. According to Catalina's CV and work profile, Catalina Rey has worked at more than eight companies with numerous backgrounds and got different skills. Catalina attended school at the University of Miami School of Law from 2013 to 2015. Catalina Rey can be found in Miami, Florida – where this expert currently lives. You can search for the professional's phone and email. We can also provide you with detailed contact information upon request.
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Contact Information

Last Update
Jul 12, 2022
Email
ka**@gmail.com
Location
Miami, FL
Company

Workplace

BigSur Partners
Chief Compliance Officer

Miami, FL

Industry

Financial Services

Work History

Chief Compliance Officer

1441 Brickell Ave SUITE 1410, Miami, FL 33131
Some of the functions as CCO include the following: Responsible for overseeing compliance with appropiate regulations, internal policies and procedures. Responsible for regulatory filings...
Sep 2012 — Mar 2015

Chief Compliance Officer

801 Brickell Ave SUITE 2340, Miami, FL 33131
following: Responsible for overseeing compliance with appropiate regulations, internal policies and procedures. Responsible for regulatory filings such as SEC ADV brochure. Oversee the A...
from Feb 2014

Compliance Officer

Mar 1, 2012 — Jun 1, 2012

Manager Regulatory Risk and Ofac Compliance and Bsa- Aml Officer

Oct 2008 — Jun 2011

Assistant Vice President, Senior Bsa Analyst

780 northwest 42Nd Ave, Miami, FL 33126
Responsible for managing a team of analysts within the BSA Department. Coordinated the assignment of cases, reviewed, verified and analyzed the analysts' investigations provided the analys...
May 1, 2008 — Oct 1, 2008

Aml and Bsa Officer

Jan 2007 — May 2008

Bsa and Aml Compliance Consultant

Banco de Chile Validated customer files that required additional documentation. Responsible for executing reports relevant to the Bank Secrecy Act (BSA), US Patriot Act and applicable laws. ...
Jun 2005 — Jan 2007

Corporate Secretary Office

Td
Maintained and updated internal company Agreements. Acted as liaison with the legal department in head office. Prepared meetings of the BOD and Executive committees and draft their minutes. ...
Dec 2003 — Jan 2005

Education

Occupations

Executive
Director of Quality Control
Compliance Manager

Skills

Spanish
Aml
Portuguese
Italian
Kyc
Securities
Usa Patriot Act
Banking
Ofac
Sanction
Financial Risk
Bank Secrecy Act
Internal Audit
Risk Management
Due Diligence
Fraud
Operational Risk
Regulations
Compliance
Finra
Private Investigations
Series 24
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