Jun 22, 2022
Securities America, Inc. Member FINRA/SIPC
Director of Compliance Oversight
Director responsible for overseeing the tactical and strategic direction of the Surveillance, Communication Review, Licensing, and Workflow departments. Charged with implementing automated ...
from Mar 2011
Director of Surveillance
Tasked with employee development and the day-to-day improvement of department processes and controls. Works closely with the Sales Supervision department to detect broad based sales practice...
Nov 2010 — Mar 2011
Sales Supervision Manager
Manages a team to provide support on lower risk representative processes including the review and approval of new account applications, pre-market order review and release, and transaction s...
Jul 2008 — Nov 2010
Regional Sales Supervisor
Nov 2007 — Oct 2008
Finance and Accounting Specialist
What's the main profession of Adam Proskovec?
This professional's job is Manager Securities Supervision
What jobs is Adam Proskovec a professional at?
The expert is a professional Executive and Manager jobs.
Where does Adam Proskovec currently live?
Omaha, Nebraska is the place where Adam Proskovec currently lives
Does Adam have the email address?
firstname.lastname@example.org and email@example.com is Adam Proskovec's email address.
Where did Adam Proskovec work?
The professional worked at Securities America, Inc. Member FINRA/SIPC, Securities America, Inc. Member FINRA/SIPC.
What education does Adam Proskovec have?
Adam studied at the University of Nebraska-Lincoln from 2000 to 2004.
What is professional industry that Adam Proskovec is connected to?
Adam Proskovec works in Financial Services industry.
What are professional skills of Adam Proskovec?
Adam has the following skills: Risk, Compliance, Securities, Series 7, Series 24, Finra, Risk Management, Series 66, Supervisory Skills, and Aml.