Adam Proskovec

Adam Proskovec

Manager Securities Supervision

Adam Proskovec is a eficient professional, who works in Securities America, Inc. Member FINRA/SI as a Director of Compliance Oversight from 2011. This person has earned professional experience in more than four positions at different companies. Adam Proskovec went to the University of Nebraska-Lincoln and was studying from 2000 to 2004. Omaha, Nebraska is the area, where the professional was known to live. Adam's email address and phone number can be accessed through this website by request.
Name variants:
Ad Proskovec, Ade Proskovec

Contact Information

Last Update
Jun 22, 2022
Email
ad**@mutualofomaha.com, ap**@aol.com
Location
Omaha, NE
Company
Securities America, Inc. Member FINRA/SIPC

Workplace

Director of Compliance Oversight

Work History

Director of Compliance Oversight

Director responsible for overseeing the tactical and strategic direction of the Surveillance, Communication Review, Licensing, and Workflow departments. Charged with implementing automated ...
from Mar 2011

Director of Surveillance

Tasked with employee development and the day-to-day improvement of department processes and controls. Works closely with the Sales Supervision department to detect broad based sales practice...
Nov 2010 — Mar 2011

Sales Supervision Manager

Manages a team to provide support on lower risk representative processes including the review and approval of new account applications, pre-market order review and release, and transaction s...
Jul 2008 — Nov 2010

Regional Sales Supervisor

Nov 2007 — Oct 2008

Education

Occupations

Executive
Manager
Director
Accountant
Finance and Accounting Specialist
Operations Manager
Accounting Bookkeeper
Bookkeeper

Skills

Risk
Compliance
Securities
Series 7
Series 24
Finra
Risk Management
Series 66
Supervisory Skills
Aml

FAQs about Adam Proskovec

What's the main profession of Adam Proskovec?

This professional's job is Manager Securities Supervision

What jobs is Adam Proskovec a professional at?

The expert is a professional Executive and Manager jobs.

Where does Adam Proskovec currently live?

Omaha, Nebraska is the place where Adam Proskovec currently lives

Does Adam have the email address?

ad**@mutualofomaha.com and ap**@aol.com is Adam Proskovec's email address.

Where did Adam Proskovec work?

The professional worked at Securities America, Inc. Member FINRA/SIPC, Securities America, Inc. Member FINRA/SIPC.

What education does Adam Proskovec have?

Adam studied at the University of Nebraska-Lincoln from 2000 to 2004.

What is professional industry that Adam Proskovec is connected to?

Adam Proskovec works in Financial Services industry.

What are professional skills of Adam Proskovec?

Adam has the following skills: Risk, Compliance, Securities, Series 7, Series 24, Finra, Risk Management, Series 66, Supervisory Skills, and Aml.
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